Few-shot out-of-scope intent classification: analyzing the robustness of prompt-based learning

• DOI: 10.1007/s10489-023-05215-x
• Publication Date: 2024-01-06T06:01:41Z
• Authors: Yiwei Jiang; Maarten De Raedt; Johannes Deleu; Thomas Demeester; Chris Develder
• Keywords: Scope (computer science); Robustness

Out-of-scope (OOS) intent classification is an emerging field in conversational AI research. The goal is to detect out-of-scope user intents that do not belong to a predefined intent ontology. However, establishing a reliable OOS detection system is challenging due to limited data availability. This situation necessitates solutions rooted in few-shot learning techniques. For such few-shot text classification tasks, prompt-based learning has been shown more effective than conventionally finetuned large language models with a classification layer on top. Thus, we advocate for exploring prompt-based approaches for OOS intent detection. Additionally, we propose a new evaluation metric, the Area Under the In-scope and Out-of-Scope Characteristic curve (AU-IOC). This metric addresses the shortcomings of current evaluation standards for OOS intent detection. AU-IOC provides a comprehensive assessment of a model's dual performance capacities: in-scope classification accuracy and OOS recall. Under this new evaluation method, we compare our prompt-based OOS detector against 3 strong baseline models by exploiting the metadata of intent annotations, i.e., intent description. Our study found that our prompt-based model achieved the highest AU-IOC score across different data regimes. Further experiments showed that our detector is insensitive to a variety of intent descriptions. An intriguing finding shows that for extremely low data settings (1- or 5-shot), employing a naturally phrased prompt template boosts the detector's performance compared to rather artificially structured template patterns.